Code of Conduct

As an AMFI registered Mutual Fund and SIF Distributor, The Investments Hub follows the Code of Conduct for Intermediaries of Mutual Funds prescribed by SEBI and AMFI. The key commitments are summarised below.

Our commitments to investors

• Act in the best interest of investors with honesty, integrity and fairness.
• Provide full and latest information about schemes, including the SID, SAI and KIM, and highlight the risk factors.
• Disclose all material information, including the commission received from AMCs for the schemes being distributed.
• Carry out risk profiling and consider the investor's risk profile before a transaction, and highlight when a scheme's risk is higher than the investor's risk profile.
• Not give any indication or assurance of returns, and not make misleading statements about any scheme.
• Not rebate commission back to investors or attract investors through gifts or inducements.
• Not encourage over-trading, churning or switching of units to earn commission.
• Keep investor information confidential, except where disclosure is required by law.
• Ensure that investments are made only in the name of the investor and through proper banking channels; never accept cash beyond limits permitted by regulation.
• Complete KYC and follow anti-money laundering requirements.
• Maintain records of transactions and communication as required.
• Address investor complaints promptly and co-operate with AMCs and regulators on grievance redressal.

Professional conduct

• Keep our ARN valid and renew it before expiry.
• Complete continuing professional education as required by AMFI and NISM.
• Not use the name or logo of AMFI or SEBI in any misleading manner.
• Follow SEBI advertising guidelines in all communication.